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SEBI Disclosures

This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here

Regulatory Complaints Disclosure

SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through this link

Data as of last month ending : July 31st, 2022


Complaint Data

Data for the month ending – August 2022.

Sr. No.

Received from

Pending at the

end of

last

month

Received

Resolved

Total

Pending

Pending

complaints >

3months

Average

Resolution time

(in days)

1

Directly from
Investors

0

0

0

0

0

0

2

SEBI (SCORES)

0

0

0

0

0

0

3

Other Sources (If
any)

0

0

0

0

0

0

 

Grand Total

0

0

0

0

0

0

 

Trend of monthly disposal of complaints

Sr. No.

Month

Carried
forward from

previous month

Received

Resolved

Pending

1

April 2022

0

0

0

0

2

May 2022                  

0

0

0

0

3

June 2022                  

0

0

0

0        

4

July 2022

0                             

00

0

5

August 2022

00                    0

0

6

September 2022

7

October 2022

8

November 2022

         

9

December 2022

10

January 2023

11

February 2023

12

March 2023

 



Trend of Yearly Disposals of Complaints

Sr No.YearCarried forward from Last YearReceivedResolved*Pending#
1
2018-19
0
1
1
0
2
2019-20
0
0
0
0
3
2020-21
0
1
1
0
4
2021-22
0
3
3
0
Total
0
5
5
0
SEBI Scores Website- The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here






SEBI Scores App- The SEBI Scores android app can be downloaded from here.

Investor Charter- This investor charter is  brief document containing the details for service provided to investors, their rights, do's and don'ts, responsibilities, investor grievance handling mechanism and timelines thereof etc., at one place. The Investor charter can be downloaded here. Pages 3 to 6 of Annexure A of this circular is the SEBI Investor charter, please click to enlarge.
































Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :

 

Sr. No.

Financial Year

Compliance Audit Status

Remarks, If any

1

FY 2020-21

Conducted

 -

2

FY 2021-22

 Not Conducted

 -